archived_user
New member
- Jun 18, 2026
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Hi,
Does anyone have a list of the periodicity for different compliance procedures.
For instance
Regular Account Information should be submitted to the client atleast quarterly and not annually.
Records to be maintained for >7Yrs
etc
There are more in GIPS.
Could some good soul post a compilation of this here ?
Does anyone have a list of the periodicity for different compliance procedures.
For instance
Regular Account Information should be submitted to the client atleast quarterly and not annually.
Records to be maintained for >7Yrs
etc
There are more in GIPS.
Could some good soul post a compilation of this here ?