AlmostDoneIII
New member
- Jun 18, 2026
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Not specific to the case but similar to the section “conveying confidential client information”. If i’m doing investment manager research on ABC fund and they happen to be a Large Cap Equity fund with a concentration in Technology. If I were to have a conversation with someone outside the firm just talking about the markets etc etc then the person i’m talking to makes a comment “I wish there was a good mutual fund out there that focused on technology companies”. If I tell him to look at ABC fund and provide the knowledge i know about ABC fund, that would be a violation of Standard IV (A) and Standard III (A) correct?
if that’s true then it’s really like leave work at work and never ever take it home. seperation of work and personal lfie
if that’s true then it’s really like leave work at work and never ever take it home. seperation of work and personal lfie