StealthPlanner
New member
- Jun 18, 2026
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I just read the CFP(r) Board's newsletter. One of the articles was announcement of certain activites that could bar someone from ever obtaining the CFP(r) designation. These include violent felonies (e.g. murder, rape, etc), felony financial shennanigans, 2 bankruptcies, etc.
I hadn't seen anything like that so far in my CFA studies. Is there something similar? I'm sure one would have difficulty even working in the industry if there were severe marks against them, but has the CFAI ever explicitly listed anything?
I hadn't seen anything like that so far in my CFA studies. Is there something similar? I'm sure one would have difficulty even working in the industry if there were severe marks against them, but has the CFAI ever explicitly listed anything?